30 . After completing the Online NSE Academy Certified Capital Market Professional ( E-
NCCMP) course Bhavya along with her five other school friends started an investment portal
for online trading and investment under the name “ Go lucky “. As per law , inorder to open
an account with a Depository they first got their business registered with the securities and
Exchange Board of India. Through “ Go Lucky “ portal an investor can either trade in
existing securities of the companies or invest in the e-ipos. (5)
In context of the above case:
(a) What is the name given to the intermediaries like “ Go Lucky” who serve as a link
between investors and depository?
(b) Name the depositories operating in India.
( c) Mention any one function being performed by “ Go Lucky” as a DP.
(d) What are the two segments of capital market in which an investor can deal through “ Go
Lucky “ Portal?
(e) State on one function of SEBI highlighted above.
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Answer:
After completing the Online NSE Academy Certified Capital Market Professional ( E-
NCCMP) course Bhavya along with her five other school friends started an investment portal
for online trading and investment under the name “ Go lucky “. As per law , inorder to open
an account with a Depository they first got their business registered with the securities and
Exchange Board of India. Through “ Go Lucky “ portal an investor can either trade in
existing securities of the companies or invest in the e-ipos. (5)
Explanation:
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