a broker/dealer is registered in all 50 states but only has offices located in state a. the administrator in state b has notified the bd that he is going to audit the bd's books and records. does the administrator in state b have authority to audit the books?
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a broker/dealer is registered in all 50 states but only has offices located in state a. the administrator in state b has notified the bd that he is going to audit the bd's books and records. the administrator in state b have authority to audit the books ...with a great use of materialised peoples
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