Business Studies, asked by Deependra4798, 1 year ago

e antifraud provisions of the uniform securities act apply to which of the circumstances below: the sale of exempt securities by a registered broker-dealer. a broker-dealer makes an offer on a security with no sale resulting. securities are sold by a non-registered person who is not required to be registered under the uniform securities act.

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Answered by sourishdgreat1
0
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