Question

Q. To meet his obligation to the firm's
clients, a back-office employee should:
A. treat all client information as
confidential and protect its security.✓
B. refuse to molients temesen ey do
not make
decisions.
C. not hold any of the same securities in
his personal portfolio as are in client
portfolios.​

Answer 1

Answer:

A. treat all client information as

confidential and protect its security.✓