Question

Under Citi's Rule 15a-6 Policy and FAQs, all Citi ICG employees based outside the US are prohibited
from any business contact with US-based corporates, issuers, M&A counterparties or PE/VC/hedge
fund investors except for.​

Answer 1

Answer:

Explanation:

hey are not rules, regulations, or statements of the SEC, and do not ... Rule 15a-6 under the Securities Exchange Act of 1934 provides ... markets by U.S. institutional investors through foreign broker-dealers ... outside the U.S. and does not involve employees of the company who are located within the U.S..