Question

Which of the following is an example of an action that might be taken by a regulatory agency?

Answer 1

setting standards for the stock exchange and enforcing those standards creating the nation's money creating Medicare and Medicaid acting as a liaison between the US and other nations.

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Answer 2

Setting standards for the stock exchange and enforcing those standards is an example of an action that might be taken by a regulatory agency

EXPLANATION:

• There are a lot of different regulators in the stock market. The Securities and Exchange Commission is the main regulator. The stock markets under the control of the SEC are regulated by their own organisations.
• The 'Financial Industry Regulatory Autority' (FINRA), formerly known as the 'National Association of Securities Dealers' (NASD), regulates stock brokers and brokerage companies.
• Furthermore, every State has its own securities commission to regulate securities in its territory for issuance, acquisition and sale.

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